Unclaimed
Adam Garchik is a financial professional with extensive experience in the financial industry. Adam has been registered with FINRA since 2002 and has held various roles at firms such as Gelber Securities, LLC, Chopper Securities, LLC, and Cumberland Securities LLC. Currently, Adam is associated with Cumberland Securities LLC, DRW Execution Services, LLC, and DRW Securities, LLC. Adam holds Series 7, 24, 57TO, and 63 licenses, signifying expertise in general securities, securities trading, and the securities industry. Adam's career spans over two decades, demonstrating dedication to the financial field.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/06/2024 - Present
Cumberland Securities LLC (CHICAGO IL)
IL
07/06/2021 - 07/03/2023
CUMBERLAND SECURITIES LLC (CHICAGO IL)
IL
04/27/2011 - 01/20/2015
CHOPPER SECURITIES, LLC (CHICAGO IL)
IL
09/12/2002 - 01/13/2010
GELBER SECURITIES, LLC (CHICAGO IL)
BC
Issued 04/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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