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Adam Thomas Lalla

Lincoln Financial Distributors, Inc.

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About Adam Thomas Lalla

Adam Lalla is a registered representative with Lincoln Financial Distributors, Inc. in Hartford, CT. Adam has been in the financial industry since 1998 and has experience with a variety of firms. Adam holds Series 6, 7, 26, 63 and 65 licenses. Adam is also a registered representative in Connecticut.

Firm Information

Adam Lalla is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Lalla’s Registration & Firm History

CT

07/11/2018 - Present

Lincoln Financial Distributors, Inc. (HARTFORD CT)

CT

05/15/2007 - 07/09/2018

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

CT

02/13/2007 - 05/04/2007

UVEST FINANCIAL SERVICES GROUP, INC. (WATERBURY CT)

CT

10/19/2006 - 02/13/2007

WEBSTER INVESTMENT SERVICES, INC. (WATERBURY CT)

CT

03/31/2006 - 10/11/2006

NATIONAL PLANNING CORPORATION (SOUTHINGTON CT)

IN

05/22/2002 - 04/03/2006

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

MO

10/15/2001 - 05/06/2002

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

CT

12/17/1999 - 10/02/2001

WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)

MA

03/23/1998 - 12/16/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/23/1998 - 12/16/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

11/24/1997 - 02/19/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 04/29/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/09/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1998

Series 7 - General Securities Representative Examination

BC

Issued 11/21/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Thomas Lalla.
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