Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Stewart is a financial professional with experience in the securities industry. Adam has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99) . Adam is currently registered with Regions Securities LLC. Adam has previously been employed with BARCLAYS CAPITAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
07/26/2019 - Present
Regions Securities LLC (Atlanta GA)
NY
11/17/2018 - 08/01/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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