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Adam Steven Vertes

Objective Capital Management, LLC

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About Adam Steven Vertes

Adam Steven Vertes is an investment advisor representative with Objective Capital Management, LLC. Adam has been in the industry since 1994. Adam has passed the Series 31, 63, 66 and SIE exams. Adam Steven Vertes is also registered in Ohio and Texas. Adam Steven Vertes specializes in portfolio management for individuals and financial planning.

Firm Information

Adam Vertes is currently registered with Objective Capital Management, LLC. Objective Capital Management, LLC is an investment advisor registered with the SEC and located in Pepper Pike, OH. The firm provides financial planning and portfolio management services for individuals and high-net-worth individuals. They manage approximately $381,653,900 in assets for approximately 1,000 clients.
Objective Capital Management, LLC

29325 CHAGRIN BLVD

PEPPER PIKE, OH 44122

$381.65M

Assets Under Management

1

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Adam Vertes’s Registration & Firm History

OH

11/21/2016 - Present

Objective Capital Management, LLC (PEPPER PIKE OH)

OH

03/08/2006 - 11/21/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PEPPER PIKE OH)

CT

01/18/2005 - 03/08/2006

ADVEST, INC. (HARTFORD CT)

FL

01/17/2001 - 01/07/2005

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

OH

06/17/1997 - 01/05/2001

MAXUS SECURITIES CORP (CLEVELAND OH)

OH

05/13/1996 - 06/13/1997

DALEY SECURITIES, INC. (CLEVELAND OH)

MO

08/21/1995 - 04/18/1996

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NY

07/19/1994 - 09/21/1995

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 03/14/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2016

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1994

Series 31 - Futures Managed Funds Examination

BC

Issued 07/18/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Adam Steven Vertes.
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