Unclaimed
Adam Friedman is a financial advisor with Arete Wealth Management, LLC. Adam has been in the financial industry since 2007 and has held various positions at different firms including National Securities Corporation and Assent LLC. Adam holds the Series 63, Series 7 and SIE licenses and is registered in 22 states. Adam specializes in providing investment advice to individuals and families. Adam is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/22/2022 - Present
Arete Wealth Management, LLC (New York NY)
NY
04/20/2007 - 07/21/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
IL
05/12/2005 - 07/25/2005
ASSENT LLC (BOLINGBROOK IL)
BC
Issued 04/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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