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Adam Stefan Friedman

Arete Wealth Management, LLC

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About Adam Stefan Friedman

Adam Friedman is a financial advisor with Arete Wealth Management, LLC. Adam has been in the financial industry since 2007 and has held various positions at different firms including National Securities Corporation and Assent LLC. Adam holds the Series 63, Series 7 and SIE licenses and is registered in 22 states. Adam specializes in providing investment advice to individuals and families. Adam is committed to helping clients achieve their financial goals.

Firm Information

Adam Friedman is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Friedman’s Registration & Firm History

NY

07/22/2022 - Present

Arete Wealth Management, LLC (New York NY)

NY

04/20/2007 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

IL

05/12/2005 - 07/25/2005

ASSENT LLC (BOLINGBROOK IL)

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Licenses & Designations

BC

Issued 04/27/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Stefan Friedman.
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