Unclaimed
Adam Smotherman is a financial advisor registered with Fifth Third Securities, Inc. Adam has been in the industry since March 17, 2018. Adam works with individuals, high net worth individuals, corporations, trusts, estates, pensions, and profit sharing plans. Adam’s firm is headquartered in Cincinnati, Ohio, and has offices across the United States. They offer a range of financial services including investment advisory, financial planning, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TN
10/12/2023 - Present
Fifth Third Securities, Inc. (HENDERSONVILLE TN)
TN
02/02/2022 - 09/28/2023
CETERA INVESTMENT SERVICES LLC (CHATTANOOGA TN)
TN
04/13/2021 - 02/14/2022
FIFTH THIRD SECURITIES, INC. (FRANKLIN TN)
TN
06/18/2018 - 04/08/2021
TRUIST INVESTMENT SERVICES, INC. (NASHVILLE TN)
NJ
02/20/2018 - 06/08/2018
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 10/11/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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