Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Smirti is a registered representative with Broadridge Business Process Outsourcing, LLC in New York, NY. Adam has been in the securities industry since 2013. Adam is licensed to sell securities in New York. Adam has passed the Series 7, Series 63, Series 99TO and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2022 - Present
Broadridge Business Process Outsourcing, LLC (NEW YORK NY)
NY
01/03/2022 - 10/26/2022
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
08/26/2019 - 01/03/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
01/19/2021 - 07/08/2021
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
12/05/2016 - 08/27/2019
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
06/14/2019 - 06/18/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/05/2018 - 06/18/2019
GFI SECURITIES LLC (NEW YORK NY)
NY
11/16/2013 - 12/14/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 08/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Smirti is the right advisor for you? Invested Better is here to help.
