Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Shiono is an Investment Advisor Representative at Wells Fargo Advisors Financial Network, LLC. Adam has been in the financial services industry since June 1998. Adam has a series 7, 63, and 65 license. Adam's previous experience includes time spent at Wells Fargo Clearing Services, LLC and Morgan Stanley Smith Barney. Adam is registered in 16 states including California, Texas, Colorado, Idaho, Massachusetts, Minnesota, Missouri, Nevada, New Hampshire, New Mexico, New York, Utah, Washington and Virginia. Adam specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
02/02/2024 - Present
Wells Fargo Advisors Financial Network, LLC (SANTA ANA CA)
CA
10/29/2010 - 02/02/2024
WELLS FARGO CLEARING SERVICES, LLC (NEWPORT BEACH CA)
CA
06/01/2009 - 11/12/2010
MORGAN STANLEY SMITH BARNEY (NEWPORT BEACH CA)
CA
06/03/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEWPORT BEACH CA)
IA
Issued 07/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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