Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Aldrich is a financial advisor with over 17 years of experience in the financial services industry. Adam is currently registered with LPL Financial LLC in both North Carolina and South Carolina. Prior to joining LPL Financial, Adam was with Raymond James & Associates, INC., VALIC Financial Advisors, INC., Morgan Stanley Smith Barney, Wells Fargo Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services INC. Adam holds the Series 7, Series 31, and Series 63 securities licenses. Adam is also a registered Investment Advisor Representative in both North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/26/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
03/18/2013 - 03/11/2015
RAYMOND JAMES & ASSOCIATES, INC. (CHARLOTTE NC)
NC
06/20/2012 - 03/21/2013
VALIC FINANCIAL ADVISORS, INC. (GREENSBORO NC)
CA
09/03/2009 - 07/13/2012
MORGAN STANLEY SMITH BARNEY (NEWPORT BEACH CA)
CA
03/03/2009 - 09/01/2009
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
GA
02/01/2007 - 12/08/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAVANNAH GA)
GA
07/28/2006 - 01/17/2007
UBS FINANCIAL SERVICES INC. (SAVANNAH GA)
FL
02/15/2005 - 07/25/2006
GUNNALLEN FINANCIAL, INC (BOCA RATON FL)
IA
Issued 11/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Aldrich is the right advisor for you? Invested Better is here to help.
