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Adam Seth Nunes

HRT Execution Services LLC

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About Adam Seth Nunes

Adam Nunes is a financial professional with over 15 years of experience in the industry. He is currently registered with HRT Execution Services LLC and HRT Financial LP. Adam has a broad range of experience in the securities industry, including trading, operations and compliance. He is a Series 24, 27, 57TO, 99TO and SIE exam holder. Adam has held previous roles at NASDAQ Options Services, LLC.

Firm Information

Adam Nunes is currently registered with HRT Execution Services LLC. HRT Execution Services LLC is a Limited Liability Company formed in New York on April 24, 2003. The firm has 1 approved SEC registration and 1 approved state registration. The firm has disclosed 9 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Nunes’s Registration & Firm History

NY

03/02/2018 - Present

HRT Execution Services LLC (NEW YORK NY)

NY

12/15/2006 - 05/26/2009

NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/01/2010

Series 27 - Financial and Operations Principal Examination

BC

Issued 02/22/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Adam Seth Nunes.
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