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Adam Sebastian Keller

Northwestern Mutual Investment Services, LLC

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About Adam Sebastian Keller

Adam Keller is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Elm Grove, Wisconsin. Adam has been working in the financial industry since 2003 and has a range of experience in investment and insurance products. Adam holds the Series 6, 7, and 63 licenses, as well as the SIE and Series 65. Adam is registered to provide investment advisory services in Wisconsin and broker-dealer services in Arizona, Arkansas, Colorado, Florida, Illinois, Minnesota, Missouri, Ohio, Pennsylvania, South Dakota, Tennessee, Texas, Washington, and Wisconsin. Adam may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Firm Information

Adam Keller is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Adam Keller’s Registration & Firm History

WI

06/14/2014 - Present

Northwestern Mutual Investment Services, LLC (Elm Grove WI)

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Licenses & Designations

IA

Issued 06/12/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/13/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2018

Series 7 - General Securities Representative Examination

BC

Issued 09/04/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Sebastian Keller.
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