Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Wheeler is a registered representative with Lazard Asset Management Securities LLC, a broker-dealer registered with the Securities and Exchange Commission (SEC). Adam Wheeler has been in the securities industry since September 24, 2012. Adam Wheeler is licensed to sell securities in New York and holds Series 7, Series 63, Series 79, and SIE licenses. Adam Wheeler was previously registered with TD Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/05/2015 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
09/06/2012 - 07/16/2015
TD SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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