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Adam Scott Weiner

Dempsey Lord Smith, LLC

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About Adam Scott Weiner

Adam Weiner is a financial advisor with Dempsey Lord Smith, LLC in Rome, GA. Adam has been working in the financial industry since November 18, 2012, and is licensed in Florida. Adam Weiner is registered as an investment advisor representative in Florida, and is also registered as a broker-dealer in Florida, Minnesota, New Jersey, New York, North Carolina and Texas. Adam Weiner has a Series 65, Series 63, Series 7, Series 3 and SIE license. Adam Weiner has experience working with clients such as individuals and pension and profit-sharing plans.

Firm Information

Adam Weiner is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Adam Weiner’s Registration & Firm History

GA

09/05/2023 - Present

Dempsey Lord Smith, LLC (ROME GA)

FL

02/09/2021 - 09/11/2023

ARKADIOS CAPITAL (Boca Raton FL)

FL

07/01/2014 - 02/05/2021

CENTAURUS FINANCIAL, INC. (PORT CHARLOTTE FL)

GA

12/16/2019 - 12/18/2019

ARKADIOS CAPITAL (ATLANTA GA)

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Licenses & Designations

BC

Issued 07/22/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/01/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2014

Series 7 - General Securities Representative Examination

BC

Issued 07/02/1998

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Scott Weiner.
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