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Adam Scott Unger

BTG Pactual US Capital, LLC

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About Adam Scott Unger

Adam Unger is a financial advisor with BTG Pactual US Capital, LLC, where Adam has been registered since July 2011. Adam holds the Series 3, 7, 55, 57TO, and SIE licenses. Adam has been in the securities industry since June 1994 and has held positions at UBS Securities LLC, Goldman, Sachs & Co., and Sanford C. Bernstein & Co., Inc. Adam Unger is currently registered with BTG Pactual US Capital, LLC in New York and Connecticut. Adam is registered in 16 states, including California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Illinois, Iowa, Massachusetts, Michigan, Missouri, New Jersey, New York, Pennsylvania, Texas, and Utah.

Firm Information

Adam Unger is currently registered with BTG Pactual US Capital, LLC. BTG Pactual US Capital, LLC is a Limited Liability Company formed in May 2009. The firm is registered with the Securities and Exchange Commission and has a presence in 49 states across the U.S.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Unger’s Registration & Firm History

NY

07/19/2011 - Present

BTG Pactual US Capital, LLC (NEW YORK NY)

IL

10/20/2000 - 05/18/2011

UBS SECURITIES LLC (CHICAGO IL)

NY

07/08/1998 - 11/13/2000

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

03/08/1994 - 06/11/1998

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/30/1996

Series 3 - National Commodity Futures Examination

BC

Issued 03/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Scott Unger.
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