Unclaimed
Adam Thurgood is a financial advisor in Henderson, NV. Adam has been in the financial industry since July 31, 2000. Adam is currently registered with Hightower Advisors, LLC, a firm headquartered in Chicago, IL. Adam has previously worked for HIGHTOWER SECURITIES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Adam specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NV
01/07/2020 - Present
Hightower Advisors, LLC (Henderson NV)
NV
08/31/2012 - 12/31/2019
HIGHTOWER SECURITIES, LLC (HENDERSON NV)
NV
04/12/2002 - 09/04/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HENDERSON NV)
NY
07/26/2000 - 04/17/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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