Unclaimed
Adam Roitstein is a financial professional registered with Nylife Distributors LLC. Adam has been in the financial services industry since 2022. Adam is Series 7, Series 63 and SIE licensed. Adam is registered in New York and Wisconsin. Adam was previously registered with BNP PARIBAS SECURITIES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/23/2024 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
08/08/2022 - 06/26/2024
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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