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Adam Scott Malamed

Sanctuary Securities, Inc.

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About Adam Scott Malamed

Adam Malamed is a financial professional with over 26 years of experience in the industry. Adam is currently registered with Sanctuary Securities, Inc., and holds licenses including Series 7, 9, 10, 24, 63, 79, 87, and SIE. Adam has previously worked for Ceros Financial Services, Inc., Ladenburg Thalmann & Co. Inc., Broadwall Capital LLC, Northeast Securities, Inc., Ladenburg, Thalmann & Co., Inc., Ladenburg Capital Management Inc., A.S. Goldmen & Co., Inc., and Gaines, Berland Inc.. Adam’s experience includes Investment Banking, and Research Analyst. Adam has experience working with a variety of clients including individuals and institutions.

Firm Information

Adam Malamed is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Malamed’s Registration & Firm History

FL

02/28/2023 - Present

Sanctuary Securities, Inc. (Miami FL)

MD

02/11/2022 - 02/17/2023

CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)

FL

09/12/2006 - 03/09/2020

LADENBURG THALMANN & CO. INC. (MIAMI FL)

NY

03/18/2004 - 07/02/2007

BROADWALL CAPITAL LLC (NEW YORK NY)

NY

08/26/2003 - 04/26/2004

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

NY

11/20/2002 - 09/02/2003

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

02/26/1996 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

NJ

04/04/1995 - 03/04/1996

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

NY

11/22/1994 - 02/13/1995

GAINES, BERLAND INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 12/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2003

Series 4 - Registered Options Principal Examination

BC

Issued 07/02/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/11/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/13/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/18/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Scott Malamed.
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