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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Koplan is a financial advisor at Morgan Stanley. Adam has been in the financial industry since 2000 and has a broad range of experience in financial planning, portfolio management and investment advisory services. Adam has worked for a number of well-known financial institutions including UBS PaineWebber Inc., Citigroup Global Markets Inc. and Morgan Stanley. Adam holds licenses in 53 states and the District of Columbia, and is registered with the Financial Industry Regulatory Authority (FINRA) as well as the Securities and Exchange Commission (SEC). Adam's previous business experience includes owning rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/22/2018 - Present
Morgan Stanley (Orinda CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
05/14/2004 - 04/02/2007
MORGAN STANLEY DW INC. (SAN FRANCISCO CA)
NY
05/11/2001 - 05/27/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
02/08/2000 - 05/24/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 02/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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