Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Brickner is a financial advisor registered in Connecticut. Adam holds a Series 7, Series 24, Series 55, Series 4, Series 14, Series 63, SIE, Series 52TO, Series 57TO, Series 99TO licenses and has been in the industry since November 8, 1988. Adam is currently employed by Interactive Brokers LLC. Prior to that, Adam worked at Prometheum Ember ATS Inc., Aqua Securities L.P., GFI Securities LLC, Brean Capital, LLC, Maxim Group LLC, Hudson Securities, Inc., Puglisi & Co., BrokerageAmerica, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Herzog, Heine, Geduld, LLC, Mayer & Schweitzer, Inc., and Nash, Weiss & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/28/2023 - Present
Interactive Brokers LLC (GREENWICH CT)
NY
07/16/2021 - 09/17/2021
PROMETHEUM EMBER ATS INC. (NEW YORK NY)
NY
07/06/2020 - 05/26/2021
AQUA SECURITIES L.P. (NEW YORK NY)
NY
01/04/2016 - 05/26/2021
GFI SECURITIES LLC (NEW YORK NY)
NY
03/28/2011 - 01/11/2016
BREAN CAPITAL, LLC (NEW YORK NY)
NY
10/19/2009 - 04/05/2011
MAXIM GROUP LLC (NEW YORK NY)
NJ
04/02/2003 - 10/26/2009
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
12/13/2002 - 03/19/2003
PUGLISI & CO. (NEW YORK NY)
NY
08/01/2002 - 11/05/2002
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
01/24/2002 - 06/28/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/02/1995 - 01/24/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
CT
02/21/1991 - 10/02/1995
MAYER & SCHWEITZER, INC. (STAMFORD CT)
NJ
11/18/1986 - 01/18/1991
NASH, WEISS & CO. (JERSEY CITY NJ)
BC
Issued 09/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/12/2013
Series 4 - Registered Options Principal Examination
BC
Issued 11/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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