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Adam Saul Margulies

Btig, LLC

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About Adam Saul Margulies

Adam Margulies is a registered representative with BTIG, LLC. Adam has been in the securities industry since 1993. Adam has experience in a variety of financial markets including equities, options, and investment banking. Adam holds Series 7, 24, 55, 63, 79 and SIE licenses. Adam is registered in the states of California, Colorado, Connecticut, Illinois, Massachusetts, Missouri, New Jersey, New York, and Texas. Adam previously worked at GMP Securities, LLC, Miller Tabak + Co., LLC, Miller Tabak Hirsch & Co., and Banca IMI Securities Corp.

Firm Information

Adam Margulies is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Margulies’s Registration & Firm History

NY

12/03/2018 - Present

Btig, LLC (New York NY)

NY

07/31/1999 - 12/03/2018

GMP SECURITIES, LLC (NEW YORK NY)

NY

07/07/2000 - 01/19/2005

MILLER TABAK + CO., LLC (NEW YORK NY)

NY

03/01/1995 - 07/07/2000

MILLER TABAK HIRSCH & CO. (NEW YORK NY)

NY

09/29/1993 - 12/19/1994

BANCA IMI SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2005

Series 24 - General Securities Principal Examination

BC

Issued 03/01/2003

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/27/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Adam Saul Margulies.
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