Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Frankfort is a financial advisor who has been in the industry since 1984. Adam is currently registered with Stifel, Nicolaus & Company, Inc. Previous firms that Adam was affiliated with are RAYMOND JAMES & ASSOCIATES, INC. and DEUTSCHE BANK SECURITIES INC. Adam is licensed in many states and is qualified to provide advice in a number of areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/16/2023 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
09/06/2016 - 03/07/2023
RAYMOND JAMES & ASSOCIATES, INC. (New York NY)
NY
06/16/2009 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
11/14/2002 - 06/25/2009
RBC CAPITAL MARKETS CORPORATION (FLORHAM PARK NJ)
NY
10/20/1999 - 11/19/2002
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) (NEW YORK NY)
MO
02/01/1993 - 10/20/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
08/18/1989 - 02/05/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
01/20/1987 - 08/23/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/22/1985 - 02/02/1987
ROONEY, PACE INC.
NA
04/11/1985 - 10/25/1985
LAIDLAW ADAMS & PECK INC.
NA
08/21/1984 - 03/22/1985
CRALIN & CO., INC.
BOTH
Issued 11/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/14/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1988
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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