Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam S Kaufman has been an active financial professional since 1984. Adam is a registered representative with Park Avenue Securities LLC and is licensed in 48 states and the District of Columbia. Adam is also a registered investment advisor in 20 states. Adam offers a wide range of financial services, including financial planning, portfolio management, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/23/2023 - Present
Park Avenue Securities LLC (MELVILLE NY)
NY
08/24/1984 - 09/10/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COMMACK NY)
WI
02/04/1986 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 03/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/23/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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