Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Baker is a financial professional with over 15 years of experience in the industry. Adam currently works at Bok Financial Securities, Inc. and Bok Financial Private Wealth, Inc. Adam has a strong background in providing investment advice and financial planning to individuals and families. Adam holds Series 6, 7, 63 and 66 securities licenses. Adam has experience working with clients in a variety of financial situations, including those seeking retirement planning, college savings, estate planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/30/2021 - Present
BOK Financial Securities, Inc. (Scottsdale AZ)
AZ
10/01/2008 - 10/08/2015
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
AZ
06/05/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SCOTTSDALE AZ)
AZ
07/06/2005 - 05/23/2007
CHASE INVESTMENT SERVICES CORP. (SEDONA AZ)
IL
04/07/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 04/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/06/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Baker is the right advisor for you? Invested Better is here to help.
