Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Halvorsen is a financial professional with over 25 years of experience in the industry. Currently, Adam is a registered representative with Citigroup Global Markets Inc. where he has worked since 2010. Prior to joining Citigroup, Adam worked at Salomon Smith Barney Inc. and Salomon Brothers Inc. Adam is a holder of the Series 3, 7, 52TO, 53, 63, 65, and 79 licenses. Adam is also registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/11/2010 - Present
Citigroup Global Markets Inc. (Denver CO)
NY
04/09/1997 - 01/14/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/16/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 09/17/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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