Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Rubin is a financial professional with over 10 years of experience in the industry. Adam has a strong background in securities trading and has held positions at several prominent firms, including Evercore Group, Bloomberg Tradebook LLC, and Worldco, L.L.C. Adam is currently registered with BNP Paribas Securities Corp. and holds a variety of licenses and certifications, including Series 7, Series 24, Series 55, Series 57, and Series 63. Adam is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2023 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
03/23/2020 - 05/17/2023
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
04/01/2013 - 08/05/2019
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NY
04/16/2002 - 10/02/2002
WORLDCO, L.L.C. (NEW YORK NY)
NY
08/24/2001 - 04/09/2002
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
BC
Issued 12/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2018
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2016
Series 57 - Securities Trader Exam
BC
Issued 09/25/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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