Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Ruben Figueroa is a registered representative with Ceros Financial Services, Inc. Adam has been in the securities industry since 2005. Adam is licensed to sell securities in 45 states. Adam is also registered with FINRA. Adam holds Series 63, SIE, Series 7, and Series 62 licenses. Adam has previously worked at NATIONAL SECURITIES CORPORATION and SKY CAPITAL LLC. Adam has been a registered representative with Ceros Financial Services, Inc. since 7/20/2022. Adam is located in the New York, NY branch office of Ceros Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/20/2022 - Present
Ceros Financial Services, Inc. (New York NY)
NY
01/04/2007 - 07/21/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
10/17/2005 - 01/03/2007
SKY CAPITAL LLC (NEW YORK NY)
BC
Issued 01/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/14/2005
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Adam Figueroa is the right advisor for you? Invested Better is here to help.
