Unclaimed
Adam Spivack is a financial advisor with KKR Capital Markets LLC. Adam has been in the industry since 2017 and holds the Series 7 and Series 66 licenses. Adam is registered to sell securities in 53 states and the District of Columbia. Adam was previously employed with Lord Abbett Distributor LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/27/2021 - Present
KKR Capital Markets LLC (New York NY)
NJ
10/03/2017 - 10/20/2021
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 01/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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