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Adam Ross Spivack

KKR Capital Markets LLC

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About Adam Ross Spivack

Adam Spivack is a financial advisor with KKR Capital Markets LLC. Adam has been in the industry since 2017 and holds the Series 7 and Series 66 licenses. Adam is registered to sell securities in 53 states and the District of Columbia. Adam was previously employed with Lord Abbett Distributor LLC.

Firm Information

Adam Spivack is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Spivack’s Registration & Firm History

NY

10/27/2021 - Present

KKR Capital Markets LLC (New York NY)

NJ

10/03/2017 - 10/20/2021

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 01/26/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Ross Spivack.
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