Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Ross Shipley is a registered investment advisor representative with Northwoods Financial Partners LLC. Adam has been in the financial services industry since October 27, 2015. Adam is a licensed investment advisor representative in California and holds a Series 3, Series 7, and Series 66 license. Adam provides financial planning services and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/24/2024 - Present
Northwoods Financial Partners LLC (EL SEGUNDO CA)
CA
02/04/2016 - 07/22/2021
NATIONAL SECURITIES CORPORATION (NEWPORT BEACH CA)
BOTH
Issued 11/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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