Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Rosenzweig is a financial advisor with over 18 years of experience in the financial services industry. Adam is currently registered with Wells Fargo Clearing Services, LLC and holds Series 7, 31 and 66 licenses. Adam has previously worked with a variety of firms including RBC Capital Markets, LLC, Morgan Stanley and Citigroup Global Markets Inc. Adam provides a range of services to individuals and businesses, including financial planning, investment consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/21/2023 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NJ
08/01/2014 - 07/09/2020
RBC CAPITAL MARKETS, LLC (MOUNT LAUREL NJ)
NY
06/01/2009 - 08/20/2014
MORGAN STANLEY (NEW YORK NY)
NY
02/15/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PA
04/02/2007 - 02/19/2008
MORGAN STANLEY & CO., INCORPORATED (PHILADELPHIA PA)
PA
10/04/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
BOTH
Issued 11/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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