Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Rosenblum is a financial professional with over 35 years of experience in the securities industry. Currently registered with Stonex Financial Inc. in New York, Adam is a Series 7, 24, 55 and 63 licensed professional with a SIE designation. Adam has held previous roles with firms such as INTL FCSTONE CREDIT TRADING LLC, MILLER TABAK HIRSCH & CO., BANCA IMI SECURITIES CORP., and MABON, NUGENT & CO. Adam is also licensed in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/01/2019 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
07/31/1999 - 05/01/2019
INTL FCSTONE CREDIT TRADING LLC (NEW YORK NY)
NY
12/06/1993 - 04/20/2000
MILLER TABAK HIRSCH & CO. (NEW YORK NY)
NY
04/30/1991 - 11/10/1993
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
09/25/1987 - 04/30/1991
MABON, NUGENT & CO.
BC
Issued 05/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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