Invested Better
Unclaimed

Unclaimed

Unclaimed

Adam Romeli Lafave

Vanguard Marketing Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Adam? Claim Your Profile

About Adam Romeli Lafave

Adam Romeli Lafave is a financial advisor with Vanguard Marketing Corp. based in Charlotte, North Carolina. Adam has been in the financial services industry since February 15, 2021. Adam holds the Series 7TO, Series 63, and SIE licenses. Adam is registered in North Carolina.

Firm Information

Adam Lafave is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Adam Lafave’s Registration & Firm History

NC

02/16/2021 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

Not sure if Adam Romeli Lafave is right for you?

Licenses & Designations

BC

Issued 02/23/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/23/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Adam Romeli Lafave. Review regulatory record here.
Not sure if Adam Romeli Lafave is right for you?