Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Rojas is a financial professional registered with UBS Securities LLC, a leading financial services firm. Adam obtained the Series 99TO and SIE exams to provide a range of financial services to clients. Adam has been in the financial services industry since August 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/22/2024 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 08/22/2024
Series 99TO - Operations Professional Examination
BC
Issued 06/14/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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