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Adam Robert Ham

Lincoln Financial Distributors, Inc.

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About Adam Robert Ham

Adam Ham is a financial professional with over 15 years of experience in the industry. Adam is currently registered with Lincoln Financial Distributors, Inc. in North Carolina. Adam has held previous roles with Empower Financial Services, Inc., ProEquities, Inc., Riversource Distributors, Inc., Jackson National Life Distributors LLC, Old Mutual Investment Partners, and Columbia Management Distributors, Inc. Adam holds a Series 6, 7, 63, 65, and SIE license.

Firm Information

Adam Ham is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Ham’s Registration & Firm History

NC

08/30/2022 - Present

Lincoln Financial Distributors, Inc. (GREENSBORO NC)

CO

10/08/2021 - 08/17/2022

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

NC

09/29/2017 - 09/17/2021

LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)

AL

01/22/2016 - 06/09/2016

PROEQUITIES, INC. (BIRMINGHAM AL)

MN

08/19/2013 - 01/14/2016

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

CO

09/16/2008 - 07/15/2013

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

CO

05/31/2006 - 09/03/2008

OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)

CO

02/07/2005 - 04/05/2006

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (AURORA CO)

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Licenses & Designations

IA

Issued 03/14/2013

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/09/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2006

Series 7 - General Securities Representative Examination

BC

Issued 02/05/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Robert Ham.
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