Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Sands is a financial advisor at Oppenheimer & Co. Inc., where he has been employed since July 2023. Adam has over 13 years of experience in the financial services industry. Prior to joining Oppenheimer & Co. Inc., Adam held positions at Lument (ORIX Real Estate Capital), Stifel, Nicolaus & Company, Incorporated, First Empire Securities, Inc., INCAPITAL LLC, KIMBERLITE ADVISORS, LLC, KPMG CORPORATE FINANCE LLC, Scott-Macon Securities, Inc., D.A. Davidson & Co., and Grub & Ellis Securities, Inc.. Adam has a wide range of experience in the financial services industry, including investment banking, wealth management, and financial planning. Adam is a Chartered Financial Analyst (CFA) and holds Series 7, 79, and 63 licenses. Adam's specialties include investment banking, wealth management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/11/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
03/15/2019 - 09/24/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
11/16/2017 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
03/20/2017 - 11/27/2017
INCAPITAL LLC (New York NY)
NY
08/04/2015 - 02/28/2017
KIMBERLITE ADVISORS, LLC (NEW YORK NY)
NY
03/07/2014 - 07/22/2015
KPMG CORPORATE FINANCE LLC (NEW YORK NY)
NY
10/04/2013 - 03/26/2014
SCOTT-MACON SECURITIES, INC. (NEW YORK NY)
CA
02/01/2012 - 04/16/2013
D.A. DAVIDSON & CO. (COSTA MESA CA)
CA
12/01/2010 - 03/01/2012
MCGLADREY CAPITAL MARKETS, LLC (COSTA MESA CA)
CA
02/18/2008 - 11/16/2010
GRUBB & ELLIS SECURITIES, INC. (SANTA ANA CA)
BC
Issued 02/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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