Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Richard Lim is a financial advisor with over 20 years of experience in the industry. Currently, Adam is registered with Pacific Select Distributors, LLC and is a Registered Representative with FINRA. Adam holds the Series 63, 65, 7, 24, 27, 53 and SIE licenses. Adam’s previous experience includes positions at AMERICAN FUNDS DISTRIBUTORS, INC. and WAMU INVESTMENTS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/06/2018 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CA
05/14/2008 - 05/15/2018
AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)
CA
11/10/2000 - 04/17/2008
WAMU INVESTMENTS, INC. (IRVINE CA)
IA
Issued 10/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/22/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/27/2002
Series 4 - Registered Options Principal Examination
BC
Issued 09/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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