Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Cohn is a financial professional with over 20 years of experience in the securities industry. Adam is currently registered with Tradestation Securities, Inc. and has been in this role since January 2007. Prior to that, Adam worked at E*TRADE CAPITAL MARKETS LLC and GVR COMPANY. Adam holds a number of licenses and certifications including Series 3, Series 4, Series 7, Series 24, Series 30, Series 52, Series 53, Series 55, Series 57 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/30/2007 - Present
Tradestation Securities, Inc. (CHICAGO IL)
IL
06/05/2001 - 03/10/2006
E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)
IL
08/18/1999 - 06/05/2001
GVR COMPANY (CHICAGO IL)
BC
Issued 09/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/18/2007
Series 30 - NFA Branch Manager Examination
BC
Issued 06/14/2007
Series 4 - Registered Options Principal Examination
BC
Issued 03/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2007
Series 3 - National Commodity Futures Examination
BC
Issued 04/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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