Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Augusiak-boro is a securities professional with experience in the financial services industry. Adam is currently registered with Finalis Securities LLC. Previously, Adam was employed by Evercore Group LLC, EquityZen Securities LLC and Moelis & Company LLC. Adam holds the Series 7, Series 79, and SIE licenses. Adam is registered in seven states including New York, California, Florida, Illinois, Connecticut, Massachusetts, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/15/2022 - Present
Finalis Securities LLC (New York NY)
NY
12/02/2019 - 04/14/2022
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
06/13/2018 - 11/25/2019
EQUITYZEN SECURITIES LLC (NEW YORK NY)
NY
07/27/2015 - 05/29/2018
MOELIS & COMPANY LLC (NEW YORK NY)
BC
Issued 01/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/27/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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