Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Brooks is a registered representative with Lazard Asset Management Securities LLC. Adam has been in the securities industry since September 2021. Adam is licensed to conduct business in all 50 states and the District of Columbia. Adam holds the Series 7, Series 31, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/21/2021 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
BC
Issued 10/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 09/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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