Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Floto is a financial advisor with over 17 years of experience in the financial industry. Adam has a wide range of experience in the industry having worked at U.S. BANCORP INVESTMENTS, INC., EDWARD JONES, and WELLS FARGO INVESTMENTS, LLC. Adam is currently registered with LPL Financial LLC and holds Series 7 and Series 66 licenses. Adam is also a Certified Financial Planner. Adam has extensive experience providing financial advice to individuals, families, and businesses. Adam is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
05/11/2022 - Present
LPL Financial LLC (MERIDIAN ID)
ID
12/20/2011 - 05/13/2022
U.S. BANCORP INVESTMENTS, INC. (EAGLE ID)
ID
04/14/2008 - 12/21/2011
EDWARD JONES (EAGLE ID)
ID
08/01/2005 - 04/14/2008
WELLS FARGO INVESTMENTS, LLC (BOISE ID)
BOTH
Issued 10/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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