Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Tau is a financial advisor with over 10 years of experience in the industry. Adam is a registered representative with Madison Avenue Securities, LLC and holds Series 63, 66, 7 and SIE licenses. Adam has worked with several firms over the years including Cetera Advisor Networks LLC, North Ridge Securities Corp., NYLife Securities LLC and Garden State Securities, Inc. Adam's experience includes providing financial advice to a wide range of clients, including individuals, families, businesses, and charitable organizations. Adam's expertise lies in financial planning, pension consulting, portfolio management for individuals and businesses, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/24/2020 - Present
Madison Avenue Securities, LLC (Jersey City NJ)
NY
02/01/2019 - 02/21/2020
CETERA ADVISOR NETWORKS LLC (NEW YORK NY)
NY
03/04/2016 - 02/01/2019
NORTH RIDGE SECURITIES CORP. (New York NY)
NY
01/29/2013 - 12/22/2015
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
04/05/2010 - 01/17/2013
GARDEN STATE SECURITIES, INC. (NEW YORK NY)
NY
06/17/2009 - 03/09/2010
CHARLES MORGAN SECURITIES, INC. (NEW YORK NY)
NY
03/23/2009 - 07/09/2009
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 05/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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