Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Sedivy is a registered representative with Northwestern Mutual Investment Services, LLC. Adam has been in the industry since December 26, 2016. Adam holds the Series 63, Series 7, and SIE licenses. Adam is registered to provide investment advisory services in North Carolina. Adam is located in Raleigh, NC, and may offer services from the Northwestern Mutual Investment Services, LLC branch office located at 1201 Edwards Mill Rd, Ste 200, Raleigh, NC, 27607.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
03/30/2017 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
NC
11/07/2016 - 02/07/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RALEIGH NC)
BC
Issued 06/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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