Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Philip Debes is a financial advisor with Northwestern Mutual Investment Services, LLC. Adam has been in the financial industry since February 7, 2016 and is currently registered as an Investment Advisor Representative in Wisconsin. Adam is also licensed and registered as a broker-dealer in Wisconsin and 50 other states. Adam holds the Series 4, 7, 24, 52, and 66 licenses as well as the SIE. Adam previously worked at CAPITAL ONE INVESTING, LLC, and CAPITAL ONE SHAREBUILDER in Wilmington, Delaware.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
04/20/2020 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
DE
07/11/2014 - 09/17/2018
CAPITAL ONE INVESTING, LLC (Wilmington DE)
BOTH
Issued 9/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/2/2016
Series 4 - Registered Options Principal Examination
BC
Issued 8/12/2016
Series 24 - General Securities Principal Examination
BC
Issued 9/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 7/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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