Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Persily is a financial advisor with over 30 years of experience in the industry. He is currently registered with Robert W. Baird & Co. Inc. in California and Texas. Adam's previous experience includes roles at Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Salomon Smith Barney Inc., Mutual of Omaha Investor Services, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and American Express Financial Advisors Inc. Adam holds a variety of licenses and certifications, including Series 7, Series 9, Series 10, Series 31, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CA
01/30/2009 - Present
Robert W. Baird & Co. Inc. (ROSEVILLE CA)
CA
01/11/2008 - 02/03/2009
MORGAN STANLEY & CO. INCORPORATED (FOLSOM CA)
CA
03/06/2000 - 01/15/2008
WACHOVIA SECURITIES, LLC (FOLSOM CA)
NY
10/07/1996 - 03/08/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NE
04/24/1996 - 09/18/1996
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
MA
09/01/1992 - 05/15/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/01/1992 - 05/15/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MN
11/02/1990 - 08/06/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/02/1990 - 08/06/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/31/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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