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Adam Peacock

Nylife Securities LLC

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About Adam Peacock

Adam Peacock is a financial professional with Nylife Securities LLC. Adam has been in the financial industry since September 5, 2018. Adam is registered with FINRA and holds the following licenses: Series 6, Series 63, and the SIE. Adam is licensed in Kansas, New York and North Carolina. Adam is committed to providing clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Adam Peacock is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Peacock’s Registration & Firm History

KS

09/06/2018 - Present

Nylife Securities LLC (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 11/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Adam Peacock. Review regulatory record here.
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