Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Newton is a financial advisor registered with NBC Securities, Inc. Adam has been in the industry since January 2007 and is registered to offer investment advice and securities transactions in Alabama, Nevada and North Carolina. Adam is associated with the Birmingham, Alabama office of NBC Securities, Inc. NBC Securities, Inc. is a registered investment advisor with the Securities and Exchange Commission. NBC Securities, Inc. manages approximately $1 Billion to $10 Billion in assets for individuals, businesses, charitable organizations, and pension plans. Adam’s specialization is in financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
07/12/2022 - Present
NBC Securities, Inc. (BIRMINGHAM AL)
AL
10/25/2007 - 05/02/2008
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
AL
01/18/2007 - 11/13/2007
NBC SECURITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 07/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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