Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Paul Wims is a financial professional who has been in the industry since 2019. He has a Series 66, Series 7TO, and SIE licenses, and is registered with FINRA and the states of Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Iowa, Kentucky, Minnesota, Nevada, New York, North Carolina, Oregon, Pennsylvania, Texas, Washington, Wisconsin, and Wyoming. Adam Paul Wims specializes in providing financial planning and portfolio management services to individuals. He currently works with Thrivent Investment Management Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/31/2019 - Present
Thrivent Investment Management Inc. (SANTA CLARITA CA)
BOTH
Issued 05/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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