Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Paul Rogers is a financial advisor with UBS Financial Services Inc. Adam has been a registered financial professional since 2005. Previously, Adam worked at Credit Suisse Securities (USA) LLC and Sanford C. Bernstein & Co., LLC. Adam is registered with the state of Florida and has a Series 31, Series 7, and SIE license. Adam is also a member of the board of trustees for the Metrowest Health Foundation and the Treasurer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
01/14/2016 - Present
UBS Financial Services Inc. (WELLESLEY MA)
MA
09/06/2011 - 02/10/2016
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
MA
04/20/2005 - 09/16/2011
SANFORD C. BERNSTEIN & CO., LLC (BOSTON MA)
BOTH
Issued 05/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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