Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Hammer is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Adam has been in the industry since 1997, and is registered in California and Texas. Adam has a wide range of experience and expertise in the financial services industry, including securities, investments, and financial planning. Adam is committed to providing clients with personalized financial advice and strategies that are tailored to their individual needs and goals. Adam is also a registered representative with Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/16/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTLAKE VILLAGE CA)
CA
10/07/1998 - 01/23/2007
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
MI
07/30/1997 - 09/15/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 01/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2001
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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