Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Oblad is a financial advisor with Wells Fargo Clearing Services, LLC. Adam has been in the financial services industry since 2006. Adam holds the Series 7, 9, 10, 63, 66, and SIE securities licenses and the Series 99TO Operations Professional license. Prior to joining Wells Fargo Clearing Services, LLC, Adam was with Fidelity Brokerage Services LLC and Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
05/08/2023 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
10/07/2022 - 04/11/2023
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
01/03/2011 - 09/14/2022
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
02/25/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
07/25/2006 - 02/19/2008
E*TRADE SECURITIES LLC (SANDY UT)
BOTH
Issued 02/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/27/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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