Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Newton Smith is a financial advisor at Franklin Distributors, LLC, a firm with a focus on helping individuals achieve their financial goals. Adam has been in the financial industry since October 1, 2014. Adam's expertise in the financial services industry has been demonstrated by passing multiple industry exams, including Series 63, Series 66, Series 7 and the SIE. Adam is registered to provide financial advice in 51 states. Adam's previous experience includes working with FRANKLIN/TEMPLETON DISTRIBUTORS, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/07/2021 - Present
Franklin Distributors, LLC (St. Petersburg FL)
FL
01/12/2017 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
FL
12/14/2010 - 03/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEARWATER FL)
BC
Issued 10/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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